DFX Intelligence

G••• T••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

G••• T••••• W••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:e8b88582-25b0-a1e9-7ee6-524203e1505f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 24, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2005	n/a	yes	CLEARWATER, FL	Current employment
C••••• F•••••••• A•••••••• I•••	n/a	Apr 16, 2015	Dec 31, 2015	no	CLEARWATER, FL\|CLEARWATER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F•••••••• A•••••••• I•••	n/a	Dec 31, 2015	n/a	n/a	Departure no registered destination	Departure
I•••••• F•••••••• M••••••••• I••	I•••••• F•••••••• A••••••• I••	Apr 9, 2014	Sep 16, 1998	-5,684

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 28, 2005 to presentfactForm ADV
→ C••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2015 to Dec 31, 2015factForm ADV
→ I•••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Oct 24, 1994 to Apr 9, 2014factForm ADV
→ I•••••• F•••••••• A••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8b88582-25b0-a1e9-7ee6-524203e1505f
First observed: Oct 24, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.