DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary Thomas Wargo
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gary T Wargo
At current firm
21 y
since Mar 28, 2005
In the industry
40 y
since Jan 1, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Mar 28, 2005 · Clearwater, Fl
- Choice Financial Advisors, Inc. unclassifiedApr 16, 2015 to Dec 31, 2015 · Clearwater, Fl
- Financial Management Group, Inc. unclassifiedOct 1, 1998 to Dec 31, 2003 · Clearwater, Fl
- Integra Financial Advisory Inc unclassifiedSep 16, 1998 to Oct 14, 2005 · Clearwater, Fl
- Integra Financial Management Inc unclassifiedOct 24, 1994 to Apr 9, 2014 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Choice Financial Advisors, Inc. to no registered destinationleft Dec 31, 2015 · Departure, no registered destination
- Integra Financial Management Inc to Integra Financial Advisory Incleft Apr 9, 2014, registered Sep 16, 1998 (-5684 days) · Other
- Integra Financial Advisory Inc to Financial Management Group, Inc.left Oct 14, 2005, registered Oct 1, 1998 (-2570 days) · Other
- Financial Management Group, Inc. to Cambridge Investment Research Advisors, Inc.left Dec 31, 2003, registered Mar 28, 2005 (453 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address