DFX Intelligence

H••••• D•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

H••••• D•••• J••••

Advisor at W•••• F•••• A•••••••

LAKE CHARLES, LA

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Search this name across graphsid dfx:ria:e8b9356c-028e-952c-b541-28e48af500f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 12, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 11, 2017	n/a	yes	LAKE CHARLES, LA\|LAKE CHARLES, LA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Aug 11, 2017	no	LAKE CHARLES, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Aug 11, 2017	Aug 11, 2017	0	Channel change	Wirehouse to wirehouse
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:LA:2017-08-04	Aug 11, 2017	Aug 11, 2017	LAKE CHARLES, LA	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 11, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 11, 2017factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
May 23, 1997 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8b9356c-028e-952c-b541-28e48af500f6
First observed: May 23, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.