S•••• A•••• Y•

Advisor at P•••••• W••••• M••••••••• L••

SAN FRANCISCO, CA | Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8c1c8ac-c031-f301-9bf3-b90d10cad3b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Jun 19, 2017	n/a	yes	SAN FRANCISCO, CA\|Irvine, CA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Oct 30, 2012	May 24, 2017	no	MONTEREY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	P•••••• W••••• M••••••••• L••	May 24, 2017	Jun 19, 2017	26	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Oct 30, 2012	Oct 30, 2012

Relationships

Registered with (3)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 19, 2017 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Oct 30, 2012 to May 24, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 22, 2005 to Oct 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8c1c8ac-c031-f301-9bf3-b90d10cad3b6
First observed: Aug 22, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.