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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

ALLAN KATZ

Advisor at COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC

NEW YORK, NY | Staten Island, NY | STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:e8c6dc6e-cc39-4991-ce76-bacdd62c0ec9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Aug 29, 1991
First registration: Sep 26, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2166004

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIRLINGSHIRE INVESTMENTS	Independent wealth	Sep 12, 2023	n/a	yes	Staten Island, NY\|NEW YORK, NY	Current employment
COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC	State registered	Jul 26, 2006	n/a	yes	STATEN ISLAND, NY	Current employment
BUCKMAN ADVISORY GROUP LLC	Independent wealth	Aug 10, 2020	Jun 14, 2023	no	LITTLE SILVER, NJ\|staten island, NY	Previous registration
AFFILIATED ADVISORS, INC.	n/a	Aug 12, 2005	Nov 11, 2006	no	STATEN ISLAND, NY	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 26, 2002	May 13, 2004	no	STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUCKMAN ADVISORY GROUP LLC	STIRLINGSHIRE INVESTMENTS	Jun 14, 2023	Sep 12, 2023	90	Firm change	RIA to new firm
AFFILIATED ADVISORS, INC.	COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC	Nov 11, 2006	Jul 26, 2006	-108	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	AFFILIATED ADVISORS, INC.	May 13, 2004	Aug 12, 2005	456	Firm change after gap	Other

Relationships

Registered with (5)

→ STIRLINGSHIRE INVESTMENTSRegistered adviserregistration: current employment
Sep 12, 2023 to presentfactForm ADV
→ COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: current employment
Jul 26, 2006 to presentfactForm ADV
→ BUCKMAN ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Aug 10, 2020 to Jun 14, 2023factForm ADV
→ AFFILIATED ADVISORS, INC.Registered adviserregistration: previous registration
Aug 12, 2005 to Nov 11, 2006factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 26, 2002 to May 13, 2004factForm ADV

Dated events

Occurred
Jun 14, 2023
Advisor changed firm
Allan Katz left Buckman Advisory Group Llc for Stirlingshire Investments (registered 2023-09-12)
Form ADVobserved 5 days ago