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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

ANDREW SCOTT NORRIS

Advisor at LPL FINANCIAL LLC

TUALATIN, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8e3c706-b10a-4006-7645-ea221ff6fbb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 30, 2011
First registration: Oct 3, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5958468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 11, 2020	n/a	yes	TUALATIN, OR	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 6, 2015	Nov 13, 2020	no	Portland, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 3, 2011	Nov 11, 2015	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Nov 13, 2020	Nov 11, 2020	-2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 11, 2015	Nov 6, 2015	-5	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:6413:OR:2020-11-13	Nov 13, 2020	Nov 11, 2020	PORTLAND, OR	Firm change
19616:6363:OR:2015-10-29	Nov 11, 2015	Nov 6, 2015	PORTLAND, OR	Firm change

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 11, 2020 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 6, 2015 to Nov 13, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 3, 2011 to Nov 11, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8e3c706-b10a-4006-7645-ea221ff6fbb7
First observed: Oct 3, 2011
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW SCOTT NORRIS

Advisor at LPL FINANCIAL LLC

TUALATIN, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8e3c706-b10a-4006-7645-ea221ff6fbb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 11, 2020

n/a

yes

TUALATIN, OR

Current employment

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Nov 6, 2015

Nov 13, 2020

Portland, OR

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Oct 3, 2011

Nov 11, 2015

PORTLAND, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

Nov 13, 2020

Nov 11, 2020

-2

Firm change

Ibd to ibd

WELLS FARGO ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

Nov 11, 2015

Nov 6, 2015

-5

Firm change

Wirehouse to ibd

Team

Left

Joined

From

Kind

6363:6413:OR:2020-11-13

Nov 13, 2020

Nov 11, 2020

PORTLAND, OR

Firm change

19616:6363:OR:2015-10-29

Nov 11, 2015

Nov 6, 2015

PORTLAND, OR

Firm change