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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID ANDREW BEAGLE

Advisor at VANGUARD ADVISERS, INC.

MALVERN, PA

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Search this name across graphsid dfx:ria:e8edb57d-46d0-24a6-91ff-5f497412df93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 3, 2006
First registration: Oct 4, 2006
Dual registered: yes, broker-dealer
Other names: DAVID BEAGLE
IAPD individual key: 5169260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Aug 26, 2022	n/a	yes	MALVERN, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 7, 2011	Jun 30, 2022	no	BLUE BELL, PA\|RADNOR, PA\|PHILADELPHIA, PA\|WAYNE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 2, 2007	Nov 16, 2010	no	WARMINSTER, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 4, 2006	Dec 20, 2006	no	Winston Salem, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	VANGUARD ADVISERS, INC.	Jun 30, 2022	Aug 26, 2022	57	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Nov 16, 2010	Jan 7, 2011	52	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PNC WEALTH MANAGEMENT	Dec 20, 2006	Apr 2, 2007	103	Firm change	Other

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 7, 2011 to Jun 30, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 16, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 4, 2006 to Dec 20, 2006factForm ADV

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
David Andrew Beagle left Wells Fargo Advisors for Vanguard Advisers, Inc. (registered 2022-08-26)
Form ADVobserved 6 days ago