DFX Intelligence

C•••• A•••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner16 years in industry

C•••• A•••• J•••••••

Advisor at C••••••• W••••• A••••••• L••

Philadelphia, PA | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8fd0bef-acd7-3b5e-e67c-37447a265a96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 11, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Apr 28, 2025	n/a	yes	DENVER, CO\|Philadelphia, PA	Current employment
S•••••••• W••••• M•••••••••	Former SEC adviser	Feb 6, 2024	Apr 25, 2025	no	Wauwatasa, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M•••••••••	C••••••• W••••• A••••••• L••	Apr 25, 2025	Apr 28, 2025	3	Firm change	RIA to RIA
T••••••• A•••••• N••••••• L••	S•••••••• W••••• M•••••••••	Jan 19, 2024	Feb 6, 2024

Relationships

Registered with (4)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ S•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 6, 2024 to Apr 25, 2025factForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 23, 2022 to Jan 19, 2024factForm ADV
→ I••••••••• F•••••••• A•••••••

Dated events

Occurred
Apr 25, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 19, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 2, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8fd0bef-acd7-3b5e-e67c-37447a265a96
First observed: Nov 11, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.