This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SWAN WEALTH MANAGEMENT LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Aug 20, 2018

First registration

Aug 30, 2018

Dual registered

no

Other names

TJ JOHN BRUCE

IAPD individual key

6492275

• Occurred

  May 13, 2026
  Advisor changed firm

  Thomas John Bruce left Cetera Investment Advisers Llc for Swan Wealth Management Llc (registered 2026-05-15)

  Form ADVobserved 4 days ago
• Occurred

  Apr 5, 2024
  Advisor changed firm

  Thomas John Bruce left Cetera Advisors Llc for Cetera Investment Advisers Llc (registered 2024-03-18)

  Form ADVobserved 4 days ago
• Occurred

  Dec 26, 2023
  Advisor changed firm

  Thomas John Bruce left Longboard Asset Management for Cetera Advisors Llc (registered 2024-03-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e8fe1acf-203e-b7b4-4d82-51d6345d93f5

First observed

Aug 30, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.