DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••• B••••

S••• W••••• M••••••••• L••state registeredEdina, MnIA-onlyIAPD 6492275

Feed of 09/14/2026

Also filed as Tj J••• B••••

At current firm

0 y

since May 15, 2026

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• W••••• M••••••••• L•• state registered current
since May 15, 2026 · Edina, Mn
C••••• A••••••• L•• former
Mar 18, 2024 to Apr 5, 2024 · Edina, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 18, 2024 to May 13, 2026 · Edina, Mn
L•••••••• A•••• M••••••••• asset manager
Jun 5, 2020 to Dec 26, 2023 · Phoenix, Az
L•••••••• A•••• M••••••••• asset manager
Aug 30, 2018 to Nov 4, 2019 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S••• W••••• M••••••••• L••
left May 13, 2026, registered May 15, 2026 (2 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Apr 5, 2024, registered Mar 18, 2024 (-18 days) · Affiliated broker-dealer or bank to another
L•••••••• A•••• M••••••••• to C••••• A••••••• L••
left Dec 26, 2023, registered Mar 18, 2024 (83 days) · Other

Signals

T••••• J••• B•••• left C••••• I••••••••• A••••••• L•• for S••• W••••• M••••••••• L•• (registered 2026-05-15)
May 13, 2026 · Advisor changed firm · fact
T••••• J••• B•••• left C••••• A••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-03-18)
Apr 5, 2024 · Advisor changed firm · fact
T••••• J••• B•••• left L•••••••• A•••• M••••••••• for C••••• A••••••• L•• (registered 2024-03-18)
Dec 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address