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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Yakima, WA | Prosser, WA | Kennewick, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 3, 2023 | n/a | yes | Kennewick, WA|Prosser, WA|Yakima, WA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 31, 2019 | Nov 24, 2023 | no | RICHLAND, WA|Kennewick, WA|Kennewick, WA | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | May 2, 2013 | Oct 31, 2019 | no | KENNEWICK, WA|ANAHEIM, CA | Previous registration |
| LANDRA L. MACY DBA MACY INVESTMENTS | n/a | Apr 22, 2010 | Jun 6, 2011 | no | PROSSER, WA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 18, 2007 | Apr 3, 2008 | no | PORTLAND, OR | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 14, 2007 | Jun 9, 2007 | no | PORTLAND, OR | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 15, 2006 | May 17, 2007 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 24, 2023 | Nov 3, 2023 | -21 | Firm change | Ibd to ibd |
| CENTAURUS FINANCIAL, INC. | RBC CAPITAL MARKETS, LLC | Oct 31, 2019 | Oct 31, 2019 | 0 | Firm change | Ibd to ibd |
| LANDRA L. MACY DBA MACY INVESTMENTS | CENTAURUS FINANCIAL, INC. | Jun 6, 2011 | May 2, 2013 | 696 | Firm change after gap | Other |
| RBC CAPITAL MARKETS, LLC | LANDRA L. MACY DBA MACY INVESTMENTS | Apr 3, 2008 | Apr 22, 2010 | 749 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | Jun 9, 2007 | May 18, 2007 | -22 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | CITIGROUP GLOBAL MARKETS INC. | May 17, 2007 | May 14, 2007 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:6363:WA:2023-11-24 | Nov 24, 2023 | Nov 3, 2023 | KENNEWICK, WA | Firm change |
| 30833:31194:CA:2019-10-31 | Oct 31, 2019 | Oct 31, 2019 | ANAHEIM, CA | Firm change |