DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Lincoln, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 20, 2020 | n/a | yes | Lincoln, NE|Lincoln, NE | Current employment |
| P•••••• W••••• A•••••••• I••• | Independent wealth | Aug 13, 2013 | Nov 6, 2015 | no | OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• W••••• A•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Nov 6, 2015 | Oct 20, 2020 | 1,810 | Firm change after gap | Other |
| M•••• F•••••••• A•••••••• I•• | P•••••• W••••• A•••••••• I••• | Aug 1, 2013 | Aug 13, 2013 |
| M•••• F•••••••• A•••••••• I•• | Former SEC adviser | Feb 3, 2005 | Aug 1, 2013 | no | LINCOLN, NE|MCKINNEY, TX|LINCOLN, NE | Previous registration |
| S•••• H•••• A••••••• I•• | Former SEC adviser | Jan 25, 2005 | Jan 31, 2005 | no | LINCOLN, NE | Previous registration |
| 12 |
| Firm change |
| Other |
| S•••• H•••• A••••••• I•• | M•••• F•••••••• A•••••••• I•• | Jan 31, 2005 | Feb 3, 2005 | 3 | Firm change | Other |