This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW WAVE WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 26, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 26, 2001

First registration

Aug 28, 2001

Dual registered

no

Other names

KELLY SUE BIRCH|KELLY SUE KING|KELLY SUE THOMAS

IAPD individual key

4183432

• Occurred

  Dec 31, 2022
  Advisor changed firm

  Kelly Sue Penn left Sowell Management for New Wave Wealth Advisors (registered 2023-05-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e9193b80-97d5-6398-3ce3-0bebbd40c4fc

First observed

Aug 28, 2001

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.