DFX Intelligence

E•••••••• A••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

E•••••••• A••• O•••••••••

Advisor at P•••••• D••••• C•••••• M••••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:e91bfce4-f428-a06f-4096-6d89f9544f54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• D••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• D••••• C•••••• M••••••••• L••	State registered	May 20, 2014	n/a	yes	PHOENIX, AZ	Current employment
V••• W••••• M••••••••• P•••	Independent wealth	Aug 2, 2013	Jul 22, 2014	no	SCOTTSDALE, AZ\|FLAGSTAFF, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• W••••• M••••••••• P•••	P•••••• D••••• C•••••• M••••••••• L••	Jul 22, 2014	May 20, 2014	-63	Firm change after gap	RIA to state RIA
W•••• F•••• A•••••••	V••• W••••• M••••••••• P•••	Jul 31, 2012	Aug 2, 2013

Relationships

Registered with (3)

→ P•••••• D••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 20, 2014 to presentfactForm ADV
→ V••• W••••• M••••••••• P•••Registered adviserregistration: previous registration
Aug 2, 2013 to Jul 22, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 2, 2011 to Jul 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e91bfce4-f428-a06f-4096-6d89f9544f54
First observed: Sep 2, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.