DFX Intelligence

E•••• N•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

E•••• N•••• B•••••

Advisor at B••••••• A•••• M••••••••• L••

NORTHFIELD, IL

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Search this name across graphsid dfx:ria:e91df413-5c4f-add4-f419-826617fadae8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• A•••• M••••••••• L••	Mixed wealth	Jul 18, 2025	n/a	yes	NORTHFIELD, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 30, 2023	Jun 11, 2025	no	Chicago, IL\|HINSDALE, IL\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	B••••••• A•••• M••••••••• L••	Jun 11, 2025	Jul 18, 2025	37	Firm change	Ibd to RIA
W•••••• B•••• • C•••••• L•••••	C•••••• S••••• • C••• I•••	Dec 16, 2022	Jan 30, 2023

Relationships

Registered with (3)

→ B••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 30, 2023 to Jun 11, 2025factForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Dec 6, 2021 to Dec 16, 2022factForm ADV

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
E•••• N•••• B••••• left C•••••• S••••• • C••• I••• for B••••••• A•••• M••••••••• L•• (registered 2025-07-18)
Form ADVobserved 7 days ago
Occurred
Dec 16, 2022
Advisor changed firm
E•••• N•••• B••••• left W•••••• B•••• • C•••••• L••••• for C•••••• S••••• • C••• I••• (registered 2023-01-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e91df413-5c4f-add4-f419-826617fadae8
First observed: Dec 6, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.