DFX Intelligence

R••••••••• C••••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

R••••••••• C••••••••• G••••• I•••

CRD 311184

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:e93b6b06-a65f-8294-71a3-26017e420a03

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 1
Observed: Oct 1, 2020 to Mar 11, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••••• C••••••••• G•••• I••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.26 fund_share=0.0 institutional_share=0.74 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $457M••• Locked
Discretionary RAUM: $442M
Private client RAUM: $119Mderived••• Locked
Private client share: 26%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $228Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• H••••• U••••	n/a	Lake Oswego, OR	4	41	3	no
J•••• A•••••• M•••••	n/a	Portland, OR \| LAKE OSWEGO, OR	0	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
U••••• J•••• H•••••	President	E	yes	02/1997	Oct 1, 2020	Mar 21, 2024
P•••• B••••• W••••••	CHIEF COMPLIANCE OFFICER	Na	no	03/2024	Mar 21, 2024	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$457M	$411M	11.2%	$326M	12.0%	4	4	0	0

Relationships

Registered with (2)

← J•••• A•••••• M•••••Advisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← J••• H••••• U••••Advisorregistration: current employment
Oct 1, 2021 to presentfactForm ADV

Controls (1)

← U••••• J•••• H•••••OwnerPRESIDENT, ownership code E, individual
Oct 1, 2020 to Mar 21, 2024factForm ADV

Owns (1)

Dated events

Occurred
Feb 2, 2022
Regulatory AUM changed
R••••••••• C••••••••• G••••• I••• reported RAUM $361.9M, up 39% from $260.0M (2021-09-29 to 2022-02-02)
Form ADVobserved 7 days ago
$102M
Occurred
Jul 23, 2021
Regulatory AUM changed
R••••••••• C••••••••• G••••• I••• reported RAUM $260.0M, down 45% from $471.2M (2021-03-29 to 2021-07-23)
Form ADVobserved 7 days ago
$-211M
Occurred
Jul 23, 2021
Control person joined
Lee Christopher Payne (Chief Compliance Officer) appeared on Schedule A of R••••••••• C••••••••• G••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e93b6b06-a65f-8294-71a3-26017e420a03
First observed: Oct 1, 2020
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.