DFX Intelligence

J••• H••••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

J••• H••••• U••••

Advisor at R••••••••• C••••••••• G••••• I•••

Lake Oswego, OR

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Search this name across graphsid dfx:ria:4ea665b4-6d16-c5e9-1f67-4b2c80c9b53b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C••••••••• G••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C••••••••• G••••• I•••	Mixed wealth	Oct 1, 2021	n/a	yes	Lake Oswego, OR	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Nov 10, 2020	Feb 18, 2021	no	LAKE OSWEGO, OR\|PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	A•••• P•••• A•••••••	Feb 18, 2021	Nov 10, 2020	-100	Channel change	Ibd to ibd
A•••• P•••• A•••••••	R••••••••• C••••••••• G••••• I•••	Feb 18, 2021	Oct 1, 2021

Relationships

Registered with (4)

→ R••••••••• C••••••••• G••••• I•••Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2020 to Feb 18, 2021factForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2020 to Feb 18, 2021factForm ADV
→ K•• F•••••••• S•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ea665b4-6d16-c5e9-1f67-4b2c80c9b53b
First observed: Mar 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.