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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Kayla Michelle Foster

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Denver, CO | Chicago, IL

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Search this name across graphsid dfx:ria:e93ddf6d-5d94-571e-075e-46b24d677544

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 10, 2022
First registration: Aug 11, 2022
Dual registered: yes, broker-dealer
IAPD individual key: 7490272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Dec 4, 2023	n/a	yes	Chicago, IL\|Denver, CO	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 28, 2022	Sep 5, 2023	no	Denver, CO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 11, 2022	Dec 15, 2022	no	Denver, CO\|Denver, CO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 11, 2022	Oct 14, 2022	no	Denver, CO\|Denver, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	ROCKEFELLER CAPITAL MANAGEMENT	Sep 5, 2023	Dec 4, 2023	90	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Dec 15, 2022	Sep 28, 2022	-78	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Aug 11, 2022	-64	Bulk transfer	Other

Relationships

Registered with (4)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Dec 4, 2023 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 28, 2022 to Sep 5, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 11, 2022 to Dec 15, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 11, 2022 to Oct 14, 2022factForm ADV

Dated events

Occurred
Sep 5, 2023
Advisor changed firm
Kayla Michelle Foster left Charles Schwab & Co., Inc. for Rockefeller Capital Management (registered 2023-12-04)
Form ADVobserved 4 days ago