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RIA / WealthAdvisor14 years in industry

LeAnn Shea

Advisor at CRESSET ASSET MANAGEMENT, LLC

San Francisco, CA | CHICAGO, IL

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Search this name across graphsid dfx:ria:e93fc950-c815-3df4-4b58-c8673b9df5ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 17, 2016
First registration: May 17, 2016
Dual registered: no
Other names: LEANN SHEA-FLOYD
IAPD individual key: 5202656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Nov 21, 2024	n/a	yes	San Francisco, CA\|CHICAGO, IL	Current employment
CERITY PARTNERS LLC	Independent wealth	Feb 9, 2022	Jul 28, 2023	no	NEW YORK, NY\|SAN FRANCISCO, CA	Previous registration
B\|O\|S	Former SEC adviser	May 28, 2021	Nov 1, 2021	no	SAN FRANCISCO, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 21, 2020	May 5, 2021	no	Walnut Creek, CA	Previous registration
Captrust	Institutional manager	Jun 3, 2019	Sep 22, 2020	no	RALEIGH, NC\|San Ramon, CA	Previous registration
NATIXIS ADVISORS, LLC	Bd affiliated wealth	May 17, 2016	May 20, 2019	no	San Francisco, CA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CERITY PARTNERS LLC	CRESSET ASSET MANAGEMENT, LLC	Jul 28, 2023	Nov 21, 2024	482	Firm change after gap	RIA to RIA
B\|O\|S	CERITY PARTNERS LLC	Nov 1, 2021	Feb 9, 2022	100	Firm change	RIA to RIA
RBC CAPITAL MARKETS, LLC	B\|O\|S	May 5, 2021	May 28, 2021	23	Firm change	Ibd to RIA
Captrust	RBC CAPITAL MARKETS, LLC	Sep 22, 2020	Sep 21, 2020	-1	Firm change	Other
NATIXIS ADVISORS, LLC	Captrust	May 20, 2019	Jun 3, 2019	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110496:151559:CA:2021-11-01	Nov 1, 2021	Feb 9, 2022	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (6)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ CERITY PARTNERS LLCRegistered adviserregistration: previous registration
Feb 9, 2022 to Jul 28, 2023factForm ADV
→ B|O|SRegistered adviserregistration: previous registration
May 28, 2021 to Nov 1, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 21, 2020 to May 5, 2021factForm ADV
→ CAPTRUSTRegistered adviserregistration: previous registration
Jun 3, 2019 to Sep 22, 2020factForm ADV
→ NATIXIS ADVISORS, LLCRegistered adviserregistration: previous registration
May 17, 2016 to May 20, 2019factForm ADV

Dated events

Occurred
Jul 28, 2023
Advisor changed firm
Leann Shea left Cerity Partners Llc for Cresset Asset Management, Llc (registered 2024-11-21)
Form ADVobserved 5 days ago