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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Qian Wang

Advisor at JW GOLDEN GATE INVESTMENT, LLC

FREMONT, CA

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Search this name across graphsid dfx:ria:e940a427-28d1-87bc-6e0e-8a4d319a7b5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JW GOLDEN GATE INVESTMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 28, 1996
First registration: Jun 18, 2001
Dual registered: yes, broker-dealer
Other names: JANE WANG|QIAN WANG|JANE WANG
IAPD individual key: 2813118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JW GOLDEN GATE INVESTMENT, LLC	State registered	Apr 14, 2020	n/a	yes	FREMONT, CA	Current employment
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Jun 1, 2007	no	SAN JOSE, CA\|FREMONT, CA\|FREMONT, CA	Previous registration
QUICK & REILLY, INC.	n/a	Jun 2, 2003	Oct 20, 2004	no	SAN JOSE, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 18, 2001	Apr 1, 2003	no	CUPERTINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANC OF AMERICA INVESTMENT SERVICES, INC.	JW GOLDEN GATE INVESTMENT, LLC	Jun 1, 2007	Apr 14, 2020	4,701	Firm change after gap	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	QUICK & REILLY, INC.	Apr 1, 2003	Jun 2, 2003	62	Firm change	Other

Relationships

Registered with (4)

→ JW GOLDEN GATE INVESTMENT, LLCRegistered adviserregistration: current employment
Apr 14, 2020 to presentfactForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Jun 1, 2007factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jun 2, 2003 to Oct 20, 2004factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 18, 2001 to Apr 1, 2003factForm ADV

Dated events

No dated event names this entity yet.