This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SOVEREIGN FINANCIAL GROUP, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 26, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Aug 26, 1996

First registration

May 10, 2001

Dual registered

no

Other names

JOHN C DADY

IAPD individual key

2421007

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e94fa1ff-9f33-8970-323d-8828e2a8f519

First observed

May 10, 2001

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.