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Advisor at FROST INVESTMENT SERVICES
AUSTIN, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jan 27, 2022 | n/a | yes | AUSTIN, TX|SAN ANTONIO, TX | Current employment |
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Oct 1, 2019 | Dec 31, 2021 | no | AUSTIN, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Sep 11, 2019 | no | ANAHEIM, CA|ANAHEIM, CA|AUSTIN, TX|BEE CAVE, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 10, 2012 | Oct 1, 2012 | no | ANAHEIM, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | FROST INVESTMENT SERVICES | Sep 11, 2019 | Oct 1, 2019 | 20 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:286129:TX:2019-09-11 | Sep 11, 2019 | Oct 1, 2019 | AUSTIN, TX | Firm change |