DFX Intelligence

J••••• A••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••••• A••• L•••••••

Advisor at G••••• • C••••••

WESTBOROUGH, MA | AUBURN, MA

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Search this name across graphsid dfx:ria:e97b3f4d-8acb-772e-dcff-037e50294ff0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Jul 15, 2014	n/a	yes	WESTBOROUGH, MA\|AUBURN, MA	Current employment
B••••• H••• A•••••••• L••	Former SEC adviser	Apr 15, 2011	Jul 7, 2014	no	NORTH ANDOVER, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• H••• A•••••••• L••	G••••• • C••••••	Jul 7, 2014	Jul 15, 2014	8	Firm change	Other

Relationships

Registered with (2)

→ G••••• • C••••••Registered adviserregistration: current employment
Jul 15, 2014 to presentfactForm ADV
→ B••••• H••• A•••••••• L••Registered adviserregistration: previous registration
Apr 15, 2011 to Jul 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e97b3f4d-8acb-772e-dcff-037e50294ff0
First observed: Apr 15, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.