DFX Intelligence

M•••••• C• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M•••••• C• P••••••

Advisor at M•••••• W••••• M•••••••••

GOLDEN, CO | BROOKLYN, NY

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Search this name across graphsid dfx:ria:e97d4a1d-d68b-faf6-35e8-06d695f8144f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M•••••••••	Independent wealth	Jul 15, 2025	n/a	yes	GOLDEN, CO\|BROOKLYN, NY	Current employment
H••• W••••• L••	Former SEC adviser	Jan 21, 2025	Sep 15, 2025	no	Golden, CO\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• W••••• L••	M•••••• W••••• M•••••••••	Sep 15, 2025	Jul 15, 2025	-62	Firm change after gap	Other
M••••• F••• W••••• M••••••••• L••	H••• W••••• L••	Feb 12, 2025	Jan 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
334034:325523:CO:2025-09-15	Sep 15, 2025	Jul 15, 2025	GOLDEN, CO	Firm change after gap
165689:334034:CO:2025-02-12	Feb 12, 2025	Jan 21, 2025	DENVER, CO	Firm change

Relationships

Registered with (3)

→ M•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ H••• W••••• L••Registered adviserregistration: previous registration
Jan 21, 2025 to Sep 15, 2025factForm ADV
→ M••••• F••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2020 to Feb 12, 2025factForm ADV

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
M•••••• C• P•••••• left H••• W••••• L•• for M•••••• W••••• M••••••••• (registered 2025-07-15)
Form ADVobserved 7 days ago
Occurred
Feb 12, 2025
Advisor changed firm
M•••••• C• P•••••• left M••••• F••• W••••• M••••••••• L•• for H••• W••••• L•• (registered 2025-01-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e97d4a1d-d68b-faf6-35e8-06d695f8144f
First observed: Dec 23, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.