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Advisor at ELLSWORTH ADVISORS, LLC
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELLSWORTH ADVISORS, LLC | Independent wealth | Nov 9, 2018 | n/a | yes | HUDSON, OH | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Dec 8, 2010 | May 5, 2017 | no | PASADENA, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 20, 2004 | Sep 30, 2010 | no | BIRMINGHAM, AL|CHICAGO, IL|Birmingham, AL | Previous registration |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jun 25, 2002 | Jun 4, 2004 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | ELLSWORTH ADVISORS, LLC | May 5, 2017 | Nov 9, 2018 | 553 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | WESTERN INTERNATIONAL SECURITIES | Sep 30, 2010 | Dec 8, 2010 | 69 | Firm change | Other |
| LANARK FINANCIAL, INC. | MML INVESTORS SERVICES, LLC | Jun 4, 2004 | Jul 20, 2004 | 46 | Firm change | Other |