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Advisor at MARINER
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Mar 12, 2024 | n/a | yes | Indianapolis, IN | Current employment |
| SAVANT WEALTH MANAGEMENT | Independent wealth | Sep 16, 2021 | Jan 16, 2024 | no | GREENWOOD, IN|ROCKFORD, IL | Previous registration |
| TREYBOURNE WEALTH PLANNERS | Former SEC adviser | Nov 1, 2019 | Dec 17, 2021 | no | GREENWOOD, IN | Previous registration |
| CH DOUGLAS & GRAY WEALTH MANAGEMENT | Former SEC adviser | Mar 9, 2017 | Oct 17, 2018 | no | INDIANAPOLIS, IN | Previous registration |
| CH DOUGLAS & GRAY WEALTH MANAGEMENT | Former SEC adviser | Jan 27, 2011 | Dec 11, 2015 | no | INDIANAPOLIS, IN | Previous registration |
| CH DOUGLAS & GRAY WEALTH MANAGEMENT | Former SEC adviser | Dec 4, 2008 | Dec 31, 2010 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAVANT WEALTH MANAGEMENT | Mariner | Jan 16, 2024 | Mar 12, 2024 | 56 | Firm change | RIA to ibd |
| TREYBOURNE WEALTH PLANNERS | SAVANT WEALTH MANAGEMENT | Dec 17, 2021 | Sep 16, 2021 | -92 | Firm change after gap | RIA to RIA |
| CH DOUGLAS & GRAY WEALTH MANAGEMENT | TREYBOURNE WEALTH PLANNERS | Oct 17, 2018 | Nov 1, 2019 | 380 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 122730:107271:IN:2021-12-17 | Dec 17, 2021 | Sep 16, 2021 | GREENWOOD, IN | Firm change after gap |