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L•••• C••••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

L•••• C••••••••• S•••

Advisor at T•••• S•••• W••••• M••••••••• L••

HARRISON, AR | BLOOMINGTON, IL

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Search this name across graphsid dfx:ria:e98d09b2-6e62-ab31-4be9-f0430381fa9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• S•••••••••	State registered	May 5, 2026	n/a	yes	HARRISON, AR	Current employment
T•••• S•••• W••••• M••••••••• L••	Independent wealth	Sep 16, 2020	n/a	yes	BLOOMINGTON, IL\|HARRISON, AR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	R•••••• W••••• S•••••••••	Jan 2, 2025	May 5, 2026	488	Firm change after gap	Ibd to state RIA
W•••• I••••••••• A•••••••• L••	T•••• S•••• W••••• M••••••••• L••	Aug 13, 2020

Relationships

Registered with (7)

→ R•••••• W••••• S•••••••••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ T•••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jun 4, 2024 to Jan 2, 2025factForm ADV
→ W•••• I••••••••• A•••••••• L••

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
L•••• C••••••••• S••• left C••• L•• for R•••••• W••••• S••••••••• (registered 2026-05-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e98d09b2-6e62-ab31-4be9-f0430381fa9f
First observed: May 15, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.