DFX Intelligence

C••••••••• K•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C••••••••• K•••• C••••

Advisor at S•••••• V••••• C•••••• P•••••••• L•••

SAN JOSE, CA

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Search this name across graphsid dfx:ria:e9951f8c-2558-332d-450a-c913ef1e5f00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• V••••• C•••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• V••••• C•••••• P•••••••• L•••	Independent wealth	Apr 16, 2014	n/a	yes	SAN JOSE, CA	Current employment
S•••••• V••••• C•••••• P•••••••• L•••	Independent wealth	Apr 24, 2003	Dec 31, 2003	no	SAN JOSE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S•••••• V••••• C•••••• P•••••••• L•••	Jul 21, 2003	Apr 24, 2003	-88	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• V••••• C•••••• P•••••••• L•••Registered adviserregistration: previous registration
Apr 24, 2003 to Dec 31, 2003factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 15, 1997 to Jul 21, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9951f8c-2558-332d-450a-c913ef1e5f00
First observed: Dec 15, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.