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Advisor at LPL ENTERPRISE, LLC
TAMPA, FL | ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | TAMPA, FL|ST. PETERSBURG, FL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 28, 2019 | Nov 14, 2024 | no | TAMPA, FL|Clearwater, FL|Pinellas Park, FL|St. Petersburg, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 23, 2012 | Oct 23, 2019 | no | FULTON, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 10, 2006 | Mar 23, 2012 | no | FULTON, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 16, 2003 | Mar 10, 2006 | no | COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | PRUCO SECURITIES, LLC | Oct 23, 2019 | Oct 28, 2019 | 5 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 23, 2012 | Mar 23, 2012 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 10, 2006 | Mar 10, 2006 | 0 | Channel change | Wirehouse to wirehouse |