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Reading the graph
Advisor at WESTSIDE INVESTMENT MANAGEMENT, LLC
OKLAHOMA CITY, OK | SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTSIDE INVESTMENT MANAGEMENT, LLC | Independent wealth | Oct 15, 2012 | n/a | yes | OKLAHOMA CITY, OK|SANTA MONICA, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 17, 2008 | Oct 4, 2012 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WESTSIDE INVESTMENT MANAGEMENT, LLC | Oct 4, 2012 | Oct 15, 2012 | 11 | Firm change | Other |