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Advisor at CETERA INVESTMENT ADVISERS LLC
MILTON, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 23, 2023 | n/a | yes | MILTON, GA|MILTON, GA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 18, 2020 | Nov 4, 2022 | no | Milton, GA|Milton, GA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 7, 2018 | May 8, 2020 | no | ALPHARETTA, GA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 12, 2013 | Jan 31, 2018 | no | ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 21, 2010 | Nov 18, 2013 | no | FARGO, ND|ATLANTA, GA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Dec 15, 2008 | Jun 22, 2010 | no | FARGO, ND|FARGO, ND | Previous registration |
| EDWARD JONES | National bd RIA | Mar 2, 2007 | Dec 11, 2008 | no | FARGO, ND|ST. LOUIS, MO|FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 4, 2022 | Mar 23, 2023 | 139 | Firm change | Ibd to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 8, 2020 | May 18, 2020 | 10 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jan 31, 2018 | Feb 7, 2018 | 7 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Nov 18, 2013 | Nov 12, 2013 | -6 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | UBS FINANCIAL SERVICES INC. | Jun 22, 2010 | Jun 21, 2010 | -1 | Firm change | Other |
| EDWARD JONES | WELLS FARGO INVESTMENTS, LLC | Dec 11, 2008 | Dec 15, 2008 | 4 | Firm change | Other |