DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• R••• S•••••

C••••• I••••••••• A••••••• L••BD affiliatedMilton, Gadual registrantIAPD 4840895

Feed of 09/14/2026

Also filed as Matt Stucke

At current firm

3 y

since Mar 23, 2023

In the industry

21 y

since Apr 7, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 23, 2023 · Milton, Ga
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 18, 2020 to Nov 4, 2022 · Milton, Ga
R•••••• J•••• • A••••••••• I••• national BD
Feb 7, 2018 to May 8, 2020 · Alpharetta, Ga
J••• M••••• S••••••••• L•• wirehouse
Nov 12, 2013 to Jan 31, 2018 · Atlanta, Ga
U•• F•••••••• S••••••• I••• wirehouse
Jun 21, 2010 to Nov 18, 2013 · F••••, Nd
W•••• F•••• I••••••••• L•• unclassified
Dec 15, 2008 to Jun 22, 2010 · F••••, Nd
E••••• J•••• national BD
Mar 2, 2007 to Dec 11, 2008 · F••••, Nd

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 4, 2022, registered Mar 23, 2023 (139 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 8, 2020, registered May 18, 2020 (10 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jan 31, 2018, registered Feb 7, 2018 (7 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Nov 18, 2013, registered Nov 12, 2013 (-6 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to U•• F•••••••• S••••••• I•••
left Jun 22, 2010, registered Jun 21, 2010 (-1 days) · Other
E••••• J•••• to W•••• F•••• I••••••••• L••
left Dec 11, 2008, registered Dec 15, 2008 (4 days) · Other

Signals

M•••••• R••• S••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-03-23)
Nov 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address