DFX Intelligence

Data Factory

RIA / WealthAdvisor32 years in industry

DAVID RICH HALL

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Mountainside, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9a89899-add9-0c6a-7e51-04641f3f963f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 17, 1994
First registration: May 23, 2002
Dual registered: no
Other names: DAVID RICH HALL|DAVID RICH HALL
IAPD individual key: 2408344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Jun 8, 2020	n/a	yes	Mountainside, NJ	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 25, 2013	Jul 2, 2020	no	SUMMIT, NJ\|WESTFIELD, NJ\|NEW YORK, NY\|NEW YORK, NY\|Long Island City, NY\|WESTFIELD, NJ\|NEW YORK, NY\|Fort Lee, NJ\|Long Island City, NY\|Greenwich, CT\|Bay Shore, NY\|Fort Lee, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2005	Mar 11, 2013	no	WESTFIELD, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	May 23, 2002	Nov 8, 2005	no	WESTFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	WOODSTOCK WEALTH MANAGEMENT, INC.	Jul 2, 2020	Jun 8, 2020	-24	Firm change	Ibd to RIA
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Mar 11, 2013	Mar 25, 2013	14	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Nov 8, 2005	Nov 4, 2005	-4	Firm change	Other

Relationships

Registered with (4)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 25, 2013 to Jul 2, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2005 to Mar 11, 2013factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 23, 2002 to Nov 8, 2005factForm ADV

Dated events

No dated event names this entity yet.