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Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Pearland, TX | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Feb 21, 2025 | n/a | yes | Pearland, TX|SCOTTSDALE, AZ | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Oct 13, 2022 | Apr 8, 2024 | no | Pearland, TX|CLEVELAND, OH|CLEVELAND, OH|Houston, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | May 19, 2021 | Sep 14, 2022 | no | DALLAS, TX | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | Apr 27, 2021 | no | ATLANTA, GA | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Oct 20, 2020 | Feb 17, 2021 | no | CHARLOTTE, NC|DALLAS, TX|RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Apr 8, 2024 | Feb 21, 2025 | 319 | Firm change | Ibd to RIA |
| AVANTAX ADVISORY SERVICES | PNC WEALTH MANAGEMENT | Sep 14, 2022 | Oct 13, 2022 | 29 | Firm change | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES | Apr 27, 2021 | May 19, 2021 | 22 | Firm change | Ibd to ibd |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |