DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••••• J••••

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••independent RIAPearland, Tx dual registrantIAPD 6681890

Feed of 09/15/2026

Also filed as J•••••••• Adonis Lee Cummings-J••••

At current firm

1 y

since Feb 21, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA current
since Feb 21, 2025 · Pearland, Tx
P•• W••••• M••••••••• BD affiliated
Oct 13, 2022 to Apr 8, 2024 · Pearland, Tx
A•••••• A••••••• S••••••• former
May 19, 2021 to Sep 14, 2022 · Dallas, Tx
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Apr 27, 2021 · Atlanta, Ga
B••• S••••••••• L•• former
Oct 20, 2020 to Feb 17, 2021 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Apr 8, 2024, registered Feb 21, 2025 (319 days) · Affiliated broker-dealer or bank to independent RIA
A•••••• A••••••• S••••••• to P•• W••••• M•••••••••
left Sep 14, 2022, registered Oct 13, 2022 (29 days) · Affiliated broker-dealer or bank to another
T••••• A••••••• S•••••••• I••• to A•••••• A••••••• S•••••••
left Apr 27, 2021, registered May 19, 2021 (22 days) · Affiliated broker-dealer or bank to another
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move

Signals

J•••••••• J•••• left P•• W••••• M••••••••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2025-02-21)
Apr 8, 2024 · Advisor changed firm · fact
J•••••••• J•••• left A•••••• A••••••• S••••••• for P•• W••••• M••••••••• (registered 2022-10-13)
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address