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RIA / WealthAdvisorCertified Financial Planner33 years in industry

GEORGE DICKSON GRISWOLD

Advisor at CAPTRUST

New Orleans, LA

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Search this name across graphsid dfx:ria:e9cc3a2a-a19d-321f-3e65-19b004809764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 5, 1993
First registration: Jan 3, 2001
Dual registered: no
IAPD individual key: 2190236

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Aug 19, 2022	n/a	yes	New Orleans, LA	Current employment
FRONTIER WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 5, 2020	Oct 21, 2022	no	LEAWOOD, KS\|Glendale, CO	Previous registration
HIGHWATER WEALTH MANAGEMENT LLC	Former SEC adviser	Jul 22, 2011	Feb 3, 2020	no	GLENDALE, CO	Previous registration
COBIZ WEALTH	Former SEC adviser	Jul 10, 2006	Aug 19, 2011	no	DENVER, CO	Previous registration
WATERS, PARKERSON & CO., LLC	Independent wealth	Jan 3, 2001	May 5, 2006	no	NEW ORLEANS, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRONTIER WEALTH MANAGEMENT, LLC	Captrust	Oct 21, 2022	Aug 19, 2022	-63	Firm change after gap	Other
HIGHWATER WEALTH MANAGEMENT LLC	FRONTIER WEALTH MANAGEMENT, LLC	Feb 3, 2020	Feb 5, 2020	2	Firm change	RIA to RIA
COBIZ WEALTH	HIGHWATER WEALTH MANAGEMENT LLC	Aug 19, 2011	Jul 22, 2011	-28	Firm change	Other
WATERS, PARKERSON & CO., LLC	COBIZ WEALTH	May 5, 2006	Jul 10, 2006	66	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157237:144344:CO:2020-02-03	Feb 3, 2020	Feb 5, 2020	GLENDALE, CO	Firm change

Relationships

Registered with (5)

→ CAPTRUSTRegistered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ FRONTIER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 5, 2020 to Oct 21, 2022factForm ADV
→ HIGHWATER WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 22, 2011 to Feb 3, 2020factForm ADV
→ COBIZ WEALTHRegistered adviserregistration: previous registration
Jul 10, 2006 to Aug 19, 2011factForm ADV
→ WATERS, PARKERSON & CO., LLCRegistered adviserregistration: previous registration
Jan 3, 2001 to May 5, 2006factForm ADV

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
George Dickson Griswold left Frontier Wealth Management, Llc for Captrust (registered 2022-08-19)
Form ADVobserved 3 days ago