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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WATERS, PARKERSON & CO., LLC

CRD 3711

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee27a897-bd6a-2f4e-a9e1-cd8207efedd7

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to May 26, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.9BItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $409Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,916
Individual clients: 270
High net worth clients: 471
SEC number: 801-8754
CIK: 1222993
CRD: 3711
Filings on the tape: 30
First filed: Mar 30, 2012
Latest filed: May 26, 2026
Organised: Limited Liability Company, DE
Website: watersparkerson.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID TAYLOR POINTER	n/a	NEW ORLEANS, LA	35	44	n/a	no
MICHAEL BURTON WHEALDON	n/a	NEW ORLEANS, LA	35	42	n/a	no
JONATHAN BALDWIN MONTGOMERY	Chartered Financial Analyst	NEW ORLEANS, LA	22	25	n/a	no
DEVIN JOHN WAKEMAN	n/a	NEW ORLEANS, LA	18	19	n/a	no
LEE REISS EAGAN	Certified Financial Planner	NEW ORLEANS, LA	12	13	n/a	no
TODD BENNETT JOHNSON	n/a	NEW ORLEANS, LA	4	11	n/a	no
John Sanford Rive	n/a	NEW ORLEANS, LA	0	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURLINGAME, JULIA, WATERS	CHIEF COMPLIANCE OFFICER	Na	yes	01/2009	May 26, 2026	May 26, 2026
EAGAN, LEE, REISS	Partner	B	yes	01/2022	May 26, 2026	May 26, 2026
MONTGOMERY, JONATHAN, BALDWIN	CO-MANAGING PARTNER	C	yes	01/2020	May 26, 2026	May 26, 2026
POINTER, DAVID, TAYLOR	Partner	B	yes	01/2000	May 26, 2026	May 26, 2026
WAKEMAN, DEVIN, JOHN	CO-MANAGING PARTNER	C	yes	01/2020	May 26, 2026	May 26, 2026
WHEALDON, MICHAEL, BURTON	Partner	B	yes	01/2000	May 26, 2026	May 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.9B	$2.7B	12	6	0	n/a	n/a
2024	Mar 31, 2025	$2.7B	$2.6B	12	6	0	n/a	n/a
2023	Mar 26, 2024	$2.5B	$2.4B	12	6	0	n/a	n/a
2022	Mar 28, 2023	$2.3B	$2.2B	12	6	0	n/a	n/a
2021	Mar 28, 2022	$2.6B	$2.5B	12	6	0	n/a	n/a
2020	Mar 26, 2021	$2.1B	$2.0B	12	5	0	n/a	n/a
2019	Mar 30, 2020	$1.9B	$1.8B	12	5	0	n/a	n/a
2018	Mar 29, 2019	$1.5B	$1.4B	11	5	0	n/a	n/a
2017	Mar 29, 2018	$1.7B	$1.5B	11	5	0	n/a	n/a
2016	Mar 29, 2017	$1.5B	$1.3B	10	5	n/a	n/a	n/a
2015	Mar 30, 2016	$1.3B	$1.2B	10	5	n/a	n/a	n/a
2014	Mar 31, 2015	$1.3B	$1.1B	10	5	n/a	n/a	n/a
2013	Mar 31, 2014	$1.2B	$1.1B	10	5	n/a	n/a	n/a
2012	Apr 1, 2013	$1.1B	$875M	9	4	n/a	n/a	n/a
2011	Mar 30, 2012	$976M	$779M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.7B	6.5%	$2.3B	7.5%	12	12	0	0

Relationships

Registered with (8)

← John Sanford RiveAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← TODD BENNETT JOHNSONAdvisorregistration: current employment
Dec 2, 2021 to presentfactForm ADV
← LEE REISS EAGANAdvisorregistration: current employment
Oct 15, 2013 to presentfactForm ADV
← DEVIN JOHN WAKEMANAdvisorregistration: current employment
Oct 11, 2007 to presentfactForm ADV
← JONATHAN BALDWIN MONTGOMERYAdvisorregistration: current employment
Dec 5, 2003 to presentfactForm ADV
← DAVID TAYLOR POINTERAdvisorregistration: current employment
May 14, 1991 to presentfactForm ADV
← MICHAEL BURTON WHEALDONAdvisorregistration: current employment
May 14, 1991 to presentfactForm ADV
← GEORGE DICKSON GRISWOLDAdvisorregistration: previous registration
Jan 3, 2001 to May 5, 2006factForm ADV

Controls (6)

← POINTER, DAVID, TAYLOROwnerPARTNER, ownership code C, individual
Mar 30, 2012 to Sep 20, 2024factForm ADV
← WHEALDON, MICHAEL, BURTONOwnerPARTNER, ownership code B, individual
Mar 30, 2012 to Sep 20, 2024factForm ADV
← BURLINGAME, JULIA, WATERSOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Sep 20, 2024factForm ADV
← MONTGOMERY, JONATHAN, BALDWINOwnerCO-MANAGING PARTNER, ownership code B, individual
Mar 30, 2012 to Sep 20, 2024factForm ADV
← WAKEMAN, DEVIN, JOHNOwnerCO-MANAGING PARTNER, ownership code B, individual
Mar 30, 2012 to Sep 20, 2024factForm ADV
← EAGAN, LEE, REISSOwnerPARTNER, ownership code B, individual
Mar 28, 2023 to Sep 20, 2024factForm ADV

Dated events

Occurred
Mar 28, 2023
Control person joined
Reiss Lee Eagan (Partner) appeared on Schedule A of Waters, Parkerson & Co., Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee27a897-bd6a-2f4e-a9e1-cd8207efedd7
First observed: Mar 30, 2012
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WATERS, PARKERSON & CO., LLC

CRD 3711

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee27a897-bd6a-2f4e-a9e1-cd8207efedd7

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID TAYLOR POINTER

n/a

NEW ORLEANS, LA

n/a

MICHAEL BURTON WHEALDON

n/a

NEW ORLEANS, LA

n/a

JONATHAN BALDWIN MONTGOMERY

Chartered Financial Analyst

NEW ORLEANS, LA

n/a

DEVIN JOHN WAKEMAN

n/a

NEW ORLEANS, LA

n/a

LEE REISS EAGAN

Certified Financial Planner

NEW ORLEANS, LA

n/a

TODD BENNETT JOHNSON

n/a

NEW ORLEANS, LA

n/a

John Sanford Rive

n/a

NEW ORLEANS, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURLINGAME, JULIA, WATERS

CHIEF COMPLIANCE OFFICER

yes

01/2009

May 26, 2026

EAGAN, LEE, REISS

Partner

yes

01/2022

May 26, 2026

MONTGOMERY, JONATHAN, BALDWIN

CO-MANAGING PARTNER

yes

01/2020

May 26, 2026

POINTER, DAVID, TAYLOR

Partner

yes

01/2000

May 26, 2026

WAKEMAN, DEVIN, JOHN

CO-MANAGING PARTNER

yes

01/2020

May 26, 2026

WHEALDON, MICHAEL, BURTON

Partner

yes

01/2000

May 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.9B

$2.7B

n/a

2024

Mar 31, 2025

$2.7B

$2.6B

n/a

2023

Mar 26, 2024

$2.5B

$2.4B

n/a

2022

Mar 28, 2023

$2.3B

$2.2B

n/a

2021

Mar 28, 2022

$2.6B

$2.5B

n/a

2020

Mar 26, 2021

$2.1B

$2.0B

n/a

2019

Mar 30, 2020

$1.9B

$1.8B

n/a

2018

Mar 29, 2019

$1.5B

$1.4B

n/a

2017

Mar 29, 2018

$1.7B

$1.5B

n/a

2016

Mar 29, 2017

$1.5B

$1.3B

n/a

2015

Mar 30, 2016

$1.3B

$1.2B

n/a

2014

Mar 31, 2015

$1.3B

$1.1B

n/a

2013

Mar 31, 2014

$1.2B

$1.1B

n/a

2012

Apr 1, 2013

$1.1B

$875M

n/a

2011

Mar 30, 2012

$976M

$779M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.9B

$2.7B

6.5%

$2.3B

7.5%