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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MATTHEW DAVID LEWIS

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Malvern, OH | Akron, OH

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Search this name across graphsid dfx:ria:e9cefa77-7bd2-3bd7-06d6-77518f836ad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 11, 2002
First registration: Jul 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4573408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 29, 2024	n/a	yes	Akron, OH\|Malvern, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2012	Aug 28, 2024	no	NEW PHILADELPHIA, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 8, 2012	no	UHRICHSVILLE, OH\|NEW PHILADELPHIA, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 5, 2007	Oct 1, 2012	no	NEW PHILADELPHIA, OH\|UHRICHSVILLE, OH\|NEWCOMERSTOWN, OH\|UHRICHSVILLE, OH\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 28, 2024	Aug 29, 2024	1	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Nov 8, 2012	Nov 8, 2012	0	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 29, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 8, 2012 to Aug 28, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 8, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 5, 2007 to Oct 1, 2012factForm ADV

Dated events

Occurred
Aug 28, 2024
Advisor changed firm
Matthew David Lewis left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2024-08-29)
Form ADVobserved 4 days ago