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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

STEPHEN MALCOM GAINEY

Advisor at NEWEDGE ADVISORS

Gulfport, MS | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:e9d66eb3-8e2b-bd21-a690-bf6d6c66b840

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 13, 2000
First registration: Aug 18, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4188629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Jun 1, 2017	n/a	yes	Gulfport, MS\|NEW ORLEANS, LA	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 29, 2013	Jun 1, 2017	no	GULFPORT, MS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Aug 30, 2013	no	PASCAGOULA, MS\|GULFPORT, MS	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 18, 2003	Jan 1, 2008	no	GULFPORT, MS\|GULFPORT, MS\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	NEWEDGE ADVISORS	Jun 1, 2017	Jun 1, 2017	0	Firm change	Other
WELLS FARGO ADVISORS	STRATOS WEALTH PARTNERS, LTD	Aug 30, 2013	Aug 29, 2013	-1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Jun 1, 2017 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Aug 29, 2013 to Jun 1, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Aug 30, 2013factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 18, 2003 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.