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Advisor at EMPIRICAL WEALTH MANAGEMENT
San Mateo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL WEALTH MANAGEMENT | Independent wealth | Aug 22, 2024 | n/a | yes | San Mateo, CA | Current employment |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Former SEC adviser | May 13, 2014 | Jan 11, 2024 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | EMPIRICAL WEALTH MANAGEMENT | Jan 11, 2024 | Aug 22, 2024 | 224 | Firm change | RIA to RIA |