DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Oct 11, 2021 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 10, 2021 | Oct 15, 2021 | no | FORT MILL, SC|Shawnee Mission, KS|OVERLAND PARK, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 2, 2018 | Sep 8, 2021 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jan 27, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 5, 2015 | Aug 11, 2016 | no | Leawood, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Mariner | Oct 15, 2021 | Oct 11, 2021 | -4 | Firm change | Ibd to ibd |
| WADDELL & REED | LPL FINANCIAL LLC | Sep 8, 2021 | Sep 10, 2021 | 2 | Firm change | Ibd to ibd |
| SCOTTRADE INVESTMENT MANAGEMENT | WADDELL & REED | Mar 9, 2018 | Oct 2, 2018 | 207 | Firm change | Ibd to ibd |
| MORGAN STANLEY | SCOTTRADE INVESTMENT MANAGEMENT | Aug 11, 2016 | Jan 27, 2017 | 169 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:6413:KS:2021-08-23 | Sep 8, 2021 | Sep 10, 2021 | OVERLAND PARK, KS | Firm change |
| 169988:866:MO:2018-03-08 | Mar 9, 2018 | Oct 2, 2018 | SAINT LOUIS, MO | Firm change |