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Advisor at MPWM ADVISORY SOLUTIONS LLC
SUWANEE, GA | Suwanee, GA | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 25, 2021 | n/a | yes | SUWANEE, GA | Current employment |
| MPWM ADVISORY SOLUTIONS LLC | Independent wealth | Apr 7, 2021 | n/a | yes | Suwanee, GA|ALPHARETTA, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 18, 2015 | Apr 5, 2021 | no | ATLANTA, GA|SUWANEE, GA|ATLANTA, GA|SUGAR HILL, GA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 15, 2015 | no | DACULA, GA|LAWRENCEVILLE, GA|LAWRENCEVILLE, GA|SNELLVILLE, GA|LAWRENCEVILLE, GA|DACULA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 24, 2011 | Oct 1, 2012 | no | SNELLVILLE, GA|LAWRENCEVILLE, GA|LAWRENCEVILLE, GA|LAWRENCEVILLE, GA|LILBURN, GA|DACULA, GA|DULUTH, GA | Previous registration |
| EDWARD JONES | National bd RIA | Oct 24, 2007 | Apr 29, 2011 | no | LAWRENCEVILLE, GA|LOGANVILLE, GA|Lawrenceville, GA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MPWM ADVISORY SOLUTIONS LLC | Apr 5, 2021 | Apr 7, 2021 | 2 | Firm change | Wirehouse to RIA |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Dec 15, 2015 | Dec 18, 2015 | 3 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Apr 29, 2011 | May 24, 2011 | 25 | Firm change | Other |