DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••••• F•••••••• A•••••••• L••
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• A•••••••• L•• | Institutional manager | Feb 11, 2026 | n/a | yes | Charlotte, NC | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Dec 16, 2024 | Feb 17, 2026 | no | MT PLEASANT, SC|MT PLEASANT, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | G•••••••• F•••••••• A•••••••• L•• | Feb 17, 2026 | Feb 11, 2026 | -6 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | P••• A••••• S••••••••• L•• | Dec 10, 2024 | Dec 16, 2024 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jul 20, 2022 | Dec 10, 2024 | no | Sullivan's Island, SC|Bethesda, MD|Mount Pleasant, SC | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Apr 30, 2014 | Jul 15, 2022 | no | MT. PLEASANT, SC|CHARLOTTE, NC|MT PLEASANT, SC | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Aug 18, 2009 | Oct 14, 2013 | no | NEWTOWN, PA|CHARLOTTE, NC | Previous registration |
| 6 |
| Firm change |
| Ibd to ibd |
| P••• A••••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | Jul 15, 2022 | Jul 20, 2022 | 5 | Firm change | Ibd to ibd |
| N••••••••• M••••• I••••••••• S••••••••• | P••• A••••• S••••••••• L•• | Oct 14, 2013 | Apr 30, 2014 | 198 | Firm change | Other |