RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C•••••••• T•••••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Feb 11, 2026 · Charlotte, Nc
- P••• A••••• S••••••••• L•• BD affiliatedDec 16, 2024 to Feb 17, 2026 · Mt Pleasant, Sc
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 20, 2022 to Dec 10, 2024 · Sullivan'S Island, Sc
- P••• A••••• S••••••••• L•• BD affiliatedApr 30, 2014 to Jul 15, 2022 · Mt. Pleasant, Sc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 18, 2009 to Oct 14, 2013 · Newtown, Pa
- P••• A••••• S••••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Feb 17, 2026, registered Feb 11, 2026 (-6 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Dec 10, 2024, registered Dec 16, 2024 (6 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 15, 2022, registered Jul 20, 2022 (5 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left Oct 14, 2013, registered Apr 30, 2014 (198 days) · Other
- T••••• C•••••••• T••••••• left P••• A••••• S••••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2026-02-11)Feb 17, 2026 · Advisor changed firm · fact
- T••••• C•••••••• T••••••• left M•• I•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-12-16)Dec 10, 2024 · Advisor changed firm · fact
- T••••• C•••••••• T••••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-07-20)Jul 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address