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Advisor at AE WEALTH MANAGEMENT, LLC
Nampa, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 3, 2016 | n/a | yes | Nampa, ID | Current employment |
| ALPHASTAR CAPITAL MANAGEMENT | Independent wealth | Oct 19, 2011 | Jul 21, 2016 | no | NAMPA, ID|CORNELIUS, NC | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 5, 2008 | Sep 23, 2011 | no | NAMPA, ID | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 10, 2007 | Feb 8, 2008 | no | NAMPA, ID|NAMPA, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHASTAR CAPITAL MANAGEMENT | AE WEALTH MANAGEMENT, LLC | Jul 21, 2016 | Aug 3, 2016 | 13 | Firm change | Other |
| VOYA FINANCIAL ADVISORS, INC. | ALPHASTAR CAPITAL MANAGEMENT | Sep 23, 2011 | Oct 19, 2011 | 26 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | VOYA FINANCIAL ADVISORS, INC. | Feb 8, 2008 | Feb 5, 2008 | -3 | Firm change | Other |