DFX Intelligence

M•••••• A••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

M•••••• A••••• D••••••

Advisor at C•••••• F•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:ea05fdb5-3a48-8222-f987-5543fd92c36b

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2003 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A•••••••• L••	State registered	Sep 21, 2026	n/a	yes	ALLEN, TX	Current employment
F••••••	Independent wealth	Jan 9, 2026	n/a	yes	Allen, TX\|SAN FRANCISCO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• A•••••••• L••	M••••• • S••••••	Mar 5, 2026	May 7, 2015	-3,955	Firm change after gap	Other
M••••• • S••••••	F••••••	Feb 1, 2016	Jan 9, 2026

Relationships

Registered with (5)

→ C•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 10, 2006 to Mar 5, 2026factForm ADV
→ F••••••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ M••••• • S••••••Registered adviserregistration: previous registration
May 7, 2015 to Feb 1, 2016factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea05fdb5-3a48-8222-f987-5543fd92c36b
First observed: Jun 19, 2003
Last observed: Sep 22, 2026 37 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.