RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••• D••••••
- F•••••• independent RIA currentsince Jan 9, 2026 · San Francisco, Ca
- M••••• • S•••••• independent RIAMay 7, 2015 to Feb 1, 2016 · Dallas, Tx
- C•••••• F•••••••• A•••••••• L•• state registeredOct 10, 2006 to Mar 5, 2026 · Allen, Tx
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 26, 2005 to Sep 13, 2006 · Westlake, Tx
- S•••••••• A••••••• L•• national BDJun 19, 2003 to Sep 13, 2006 · Westlake, Tx
- C•••••• F•••••••• A•••••••• L•• to M••••• • S••••••left Mar 5, 2026, registered May 7, 2015 (-3955 days) · Other
- M••••• • S•••••• to F••••••left Feb 1, 2016, registered Jan 9, 2026 (3630 days) · RIA to RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Sep 13, 2006, registered Apr 26, 2005 (-505 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to C•••••• F•••••••• A•••••••• L••left Sep 13, 2006, registered Oct 10, 2006 (27 days) · Other
- M•••••• A••••• D•••••• left C•••••• F•••••••• A•••••••• L•• for M••••• • S•••••• (registered 2015-05-07)Mar 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address