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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

JOSEPH KEVIN BANNON

Advisor at COMMONWEALTH FINANCIAL NETWORK

FARMINGTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea120718-9352-8927-58ee-e156600c62ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 3, 1998
First registration: May 17, 1999
Dual registered: yes, broker-dealer
Other names: JOE BANNON
IAPD individual key: 3129595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 30, 2009	n/a	yes	FARMINGTON, CT	Current employment
OHANESIAN / LECOURS, INC.	Former SEC adviser	May 17, 1999	Jan 30, 2009	no	WEST HARTFORD, CT\|WEST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OHANESIAN / LECOURS, INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 30, 2009	Jan 30, 2009	0	Firm change	Other

Relationships

Registered with (2)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 30, 2009 to presentfactForm ADV
→ OHANESIAN / LECOURS, INC.Registered adviserregistration: previous registration
May 17, 1999 to Jan 30, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea120718-9352-8927-58ee-e156600c62ce
First observed: May 17, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH KEVIN BANNON

Advisor at COMMONWEALTH FINANCIAL NETWORK

FARMINGTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea120718-9352-8927-58ee-e156600c62ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Jan 30, 2009

n/a

yes

FARMINGTON, CT

Current employment

OHANESIAN / LECOURS, INC.

Former SEC adviser

May 17, 1999

Jan 30, 2009

WEST HARTFORD, CT|WEST HARTFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OHANESIAN / LECOURS, INC.

COMMONWEALTH FINANCIAL NETWORK

Jan 30, 2009

Firm change

Other