DFX Intelligence

S•••• L•••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

S•••• L•••• N•••••••

Advisor at C••••• I••••••••• G••••

JACKSONVILLE, OR | Irvine, CA

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Search this name across graphsid dfx:ria:ea19ce0c-8bfe-9e59-38a3-7722c8941d9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• G••••	Independent wealth	Oct 2, 2020	n/a	yes	JACKSONVILLE, OR\|Irvine, CA	Current employment
C•••• C•••••• M••••••••• I••	Independent wealth	Mar 2, 2015	Aug 19, 2020	no	COSTA MESA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• M••••••••• I••	C••••• I••••••••• G••••	Aug 19, 2020	Oct 2, 2020	44	Firm change	RIA to RIA
A••••• A•••••••	C•••• C•••••• M••••••••• I••	Feb 5, 2015	Mar 2, 2015

Relationships

Registered with (7)

→ C••••• I••••••••• G••••Registered adviserregistration: current employment
Oct 2, 2020 to presentfactForm ADV
→ C•••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 2, 2015 to Aug 19, 2020factForm ADV
→ A••••• A•••••••Registered adviserregistration: previous registration
May 3, 2012 to Feb 5, 2015factForm ADV
→ P••• C••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea19ce0c-8bfe-9e59-38a3-7722c8941d9f
First observed: Jun 16, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.