DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• L•••• N•••••••

C••••• I••••••••• G••••independent RIAJacksonville, Or IA-onlyIAPD 2916012

Certified Financial Planner

Feed of 09/15/2026

Also filed as S•••• L•••• Taylor

At current firm

5 y

since Oct 2, 2020

In the industry

29 y

since Aug 20, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Advisorreportedcutler.comfirm site, Sep 15, 2026
Designations: CDFA, CFPreportedcutler.comas printed on the bio page, Sep 16, 2026
Professional profile: cutler.com/team/susan-niedwickreportedcutler.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C••••• I••••••••• G•••• independent RIA current
since Oct 2, 2020 · Jacksonville, Or
C•••• C•••••• M••••••••• I•• independent RIA
Mar 2, 2015 to Aug 19, 2020 · Costa Mesa, Ca
A••••• A••••••• independent RIA
May 3, 2012 to Feb 5, 2015 · Irvine, Ca
P••• C••••••• I••• former
Apr 9, 2012 to May 3, 2012 · Newport Beach, Ca
P••• C••••••• I••• former
Mar 14, 2011 to Dec 31, 2011 · Newport Beach, Ca
W••••• M••••••••• N•••••• L•• former
Aug 21, 2007 to Oct 17, 2008 · Newport Beach, Ca
F•••• A••••••• T•••• unclassified
Sep 3, 2004 to May 3, 2006 · Santa Ana, Ca
C•••••• S••••• • C••• I••• national BD
Jun 16, 2000 to Aug 23, 2004 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••• C•••••• M••••••••• I•• to C••••• I••••••••• G••••
left Aug 19, 2020, registered Oct 2, 2020 (44 days) · RIA to RIA
A••••• A••••••• to C•••• C•••••• M••••••••• I••
left Feb 5, 2015, registered Mar 2, 2015 (25 days) · Other
P••• C••••••• I••• to A••••• A•••••••
left May 3, 2012, registered May 3, 2012 (0 days) · Other
W••••• M••••••••• N•••••• L•• to P••• C••••••• I•••
left Oct 17, 2008, registered Mar 14, 2011 (878 days) · Other
F•••• A••••••• T•••• to W••••• M••••••••• N•••••• L••
left May 3, 2006, registered Aug 21, 2007 (475 days) · Other
C•••••• S••••• • C••• I••• to F•••• A••••••• T••••
left Aug 23, 2004, registered Sep 3, 2004 (11 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address